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Browse: Home / Clawback / Page 2

Clawback

Stanford Receiver Battles With State Politicians for Return of Millions in Campaign Contributions

Stanford Receiver Battles With State Politicians for Return of Millions in Campaign Contributions

By Securities Docket on April 19, 2012, 10:15 pm

Court-appointed receiver’s fights to recover “ill-gotten” campaign contributions.

Posted in Criminal, SEC, Top | Tagged Clawback, Stanford, Trustees

SEC Alleges Franklin Bank Execs Concealed Deterioration of Loan Portfolio During Financial Crisis

SEC Alleges Franklin Bank Execs Concealed Deterioration of Loan Portfolio During Financial Crisis

By Securities Docket on April 10, 2012, 8:29 pm

SEC files latest “Financial Crisis” case against two executives of Franklin Bank Corp.

Posted in SEC, Top | Tagged Clawback, Financial Crisis

Defense Lawyers Call SEC’s Executive Clawback Suits Unconstitutional

Defense Lawyers Call SEC’s Executive Clawback Suits Unconstitutional

By Securities Docket on April 10, 2012, 1:41 pm

Defense lawyers argue clawbacks violate “constitutional principles of fairness and due process.”

Posted in SEC, Top | Tagged Clawback

Mets Owners Settle Madoff Trustee Case for $162 Million

Mets Owners Settle Madoff Trustee Case for $162 Million

By Securities Docket on March 19, 2012, 2:30 pm

Mets owners will pay $162 million to settle lawsuit by Madoff liquidator.

Posted in Criminal, Industry, Top | Tagged Clawback, Madoff

SEC Settles Section 304 ‘Clawback’ Case Against Maynard Jenkins … Again

SEC Settles Section 304 ‘Clawback’ Case Against Maynard Jenkins … Again

By Securities Docket on November 18, 2011, 6:11 pm

“Clawback” settlement with former CEO and chairman of CSK Auto Corporation, previously rejected by Commission, moves forward.

Posted in SEC, Top | Tagged Clawback, Settlements

Former CEO to Return $2.8 Million in Bonuses and Stock Profits Received During CSK Auto Accounting Fraud

Former CEO to Return $2.8 Million in Bonuses and Stock Profits Received During CSK Auto Accounting Fraud

By Securities Docket on November 16, 2011, 3:11 pm

Settlement reached in Maynard Jenkins “clawback” case.

Posted in SEC, Top | Tagged Clawback, Settlements

Ex-SEC General Counsel Hires Defense Attorney from Latham & Watkins

Ex-SEC General Counsel Hires Defense Attorney from Latham & Watkins

By Securities Docket on October 5, 2011, 1:10 pm

Becker hires William Baker III of Latham & Watkins to handle trustee’s clawback suit.

Posted in People, SEC, Top | Tagged Clawback, Lawyers

Clawbacks Without Claws in a Sarbanes-Oxley Tool

Clawbacks Without Claws in a Sarbanes-Oxley Tool

By Securities Docket on September 12, 2011, 1:09 pm

Examining the SEC’s record in the “clawback” area.

Posted in SEC | Tagged Clawback

SEC Announces Latest ‘Clawback’ Settlement Against Former Beazer CFO

SEC Announces Latest ‘Clawback’ Settlement Against Former Beazer CFO

By Securities Docket on August 31, 2011, 5:08 pm

Case against former Beazer CFO does not allege any misconduct.

Posted in SEC, Top | Tagged Clawback

SEC rejects proposal by its enforcement staff to settle landmark ‘clawback’ suit

SEC rejects proposal by its enforcement staff to settle landmark ‘clawback’ suit

By Securities Docket on July 20, 2011, 7:07 pm

SEC rejects proposal by its own enforcement staff to settle landmark Jenkins case.

Posted in SEC, Top | Tagged Clawback

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