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Browse: Home / Conferences / Page 2

Conferences

Photos and Highlights from Securities Enforcement Forum 2014

Photos and Highlights from Securities Enforcement Forum 2014

By Securities Docket on November 3, 2014, 9:11 am

Video and photo highlights from Securities Enforcement Forum 2014.

Posted in Industry, People, SD Insider, Top | Tagged Conferences, Hall of Fame, SEF

The Debate Over Wall St. Enforcement – NYTimes.com

By Securities Docket on October 27, 2014, 12:43 pm

In October 2013, Mary Jo White, the Securities and Exchange Commission chairwoman, spoke at the Securities Enforcement Forum about a new approach based on the “broken windows” theory of enforcement in which the police pursue minor infractions to send a message about compliance with the law. “We are looking for the ‘broken windows’ in our […]

Posted in SEC, Top | Tagged Broken Windows, Conferences

Wrapping up Securities Enforcement Forum 2014 | Cady Bar the Door

By Securities Docket on October 16, 2014, 7:18 am

I was lucky enough to spend Tuesday at Bruce Carton’s Securities Enforcement Forum 2014.  In three years, it has gone from zero to the preeminent securities enforcement law conference anywhere.  I blogged it hurriedly throughout the day, but here are what I think are the most salient points or comments after some reflection. via Wrapping […]

Posted in SEC, Top | Tagged Conferences, SEF

Just One Month Until Securities Enforcement Forum 2014!

Just One Month Until Securities Enforcement Forum 2014!

By Securities Docket on September 16, 2014, 7:35 am

Have you registered yet?

Posted in SD Insider, SEC | Tagged Conferences, SEF

Photos and Highlights from West Coast SEC Directors Roundtable

Photos and Highlights from West Coast SEC Directors Roundtable

By Securities Docket on May 16, 2014, 7:53 am

Photos and highlights from Securities Docket’s West Coast SEC Directors Roundtable.

Posted in Industry, SEC, Top | Tagged Conferences, Videos

West Coast SEC Directors Roundtable: Materials and CLE Forms

West Coast SEC Directors Roundtable: Materials and CLE Forms

By Securities Docket on May 6, 2014, 8:32 pm

Materials and CLE Forms for the West Coast SEC Directors Roundtable (May 8, 2014 in San Francisco)

Posted in Industry, SD Insider, Top | Tagged Conferences, Materials

Just 20 Days Until the West Coast SEC Directors Roundtable -- Register Now!

Just 20 Days Until the West Coast SEC Directors Roundtable — Register Now!

By Securities Docket on April 18, 2014, 8:50 am

Please join us May 8, 2014 in San Francisco for the West Coast SEC Directors Roundtable!

Posted in SD Insider, SEC, Uncategorized | Tagged Conferences, Events

5 Great Reasons to Attend Securities Enforcement Forum 2014 (Oct. 14, 2014 in D.C.)

5 Great Reasons to Attend Securities Enforcement Forum 2014 (Oct. 14, 2014 in D.C.)

By Securities Docket on March 14, 2014, 4:24 pm

Five great reasons to attend Securities Enforcement Forum 2014!

Posted in Industry, SD Insider, SEC, Top | Tagged Conferences, SEF

Register Now to Attend the West Coast SEC Directors Roundtable! -- May 8, 2014 in San Francisco

Register Now to Attend the West Coast SEC Directors Roundtable! — May 8, 2014 in San Francisco

By Securities Docket on March 4, 2014, 7:44 am

Please join us in San Francisco on May 8, 2014 for the historic West Coast SEC Directors Roundtable!

Posted in Industry, SD Insider | Tagged Conferences, Live events, West Coast

The SEC Speaks in 2014: Beware the Data Crunchers — King & Spalding

By Securities Docket on March 3, 2014, 9:13 am

Even more notable to securities practitioners than the attendance of Mark Cuban at this year’s SEC Speaks event (held in Washington, D.C. on February 21-22, 2014) was the start-to-finish focus of the Enforcement Division on data, data, data. Beginning with Chair Mary Jo White’s kick-off address, and extending throughout the two-day event, the Commission and […]

Posted in SEC, Top | Tagged Conferences, Data, Speeches

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