‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
By Securities Docket on November 16, 2017, 8:19 am
SEC Chairman Jay Clayton skipped votes on less than 5 percent of the rulemaking and administrative matters the commission considered during the first five months of his tenure, a rate comparable to his predecessor, Mary Jo White, according to a Bloomberg Law analysis. The low rate of non-votes for Clayton and White, who both came […]
By Securities Docket on June 23, 2016, 3:29 pm
Please join Brad Bondi and Michael Wheatley of Cahill Gordon & Reindel for this free webcast.
By Securities Docket on June 13, 2013, 7:50 am
When selecting counsel to defend them against a securities class action, companies usually face the question of whether they want to hire attorneys from their regular outside corporate firm. Sometimes, companies will retain their regular outside firm as a matter of course, without even going through an audition process to interview other potential defense firms. […]
By Securities Docket on June 10, 2013, 7:51 am
Andrew Ceresney was picked as the Securities and Exchange Commission’s new co-chief of enforcement partly because of his experience defending Wall Street in government investigations. Now, the agency has to work through the conflicts created by his private-sector past. Mr. Ceresney, 41 years old, has named 25 of his former clients, both companies and individuals, […]
By Securities Docket on February 11, 2013, 9:13 am
White’s list of clients includes Fortune 100 companies such as JPMorgan Chase, General Electric, Microsoft, Hess and Verizon.
By Securities Docket on January 17, 2012, 2:59 pm
Spencer Barasch settles federal conflict of interest allegations arising from representation of Stanford Financial Group.
By Securities Docket on October 30, 2011, 12:10 pm
Director cites cases where counsel represents up to 40 witnesses and the company in a case.