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Browse: Home / Credit ratings

Credit ratings

SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations

By Securities Docket on June 21, 2022, 11:09 am

The SEC’s order finds that, in 2019, Egan, who at the time headed Egan-Jones’s ratings group, became involved in business and marketing activities concerning a client and was influenced by sales and marketing considerations while participating in determining a credit rating for that client, which created a prohibited conflict of interest. The order finds that by […]

Posted in SEC, Top, Uncategorized | Tagged Credit ratings

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