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Browse: Home / Data

Data

March 25 Webcast: Leveraging Data Analytics to Minimize Risk in the Financial Services Industry

March 25 Webcast: Leveraging Data Analytics to Minimize Risk in the Financial Services Industry

By Securities Docket on March 7, 2019, 3:27 pm

Please join Joshua Dennis, Ellen Lafferty, Dan Ward and A.J. Bosco for this webcast.

Posted in Industry, Top | Tagged Analytics, Data, Financial Services, Webcasts

Rob Cohen Discusses SEC’s Analysis and Detection Center | Cady Bar the Door

By Securities Docket on February 25, 2016, 8:50 am

And, Cohen said last Friday, the Market Abuse Unit has filed five insider trading cases generated from the Center over the last year.  This is noteworthy.  Here is one of the cases, and here is another one.  Lexis doesn’t tell me about the other two.  But what I want to know is, what data do […]

Posted in SEC, Top | Tagged Data

SEC chief hails ‘big data’ in insider trading bust | TheHill

By Securities Docket on October 15, 2014, 6:01 am

Ceresney said it’s been a “banner time” for the agency as comprehensive data capabilities are “increasing by the day.” “We have access to data that we just didn’t have access to five or ten years ago,” he said. “[We’re] finding patterns of traders who are trading in unison and then working backward” to see where […]

Posted in SEC, Top | Tagged Data, Investigations

The SEC Speaks in 2014: Beware the Data Crunchers — King & Spalding

By Securities Docket on March 3, 2014, 9:13 am

Even more notable to securities practitioners than the attendance of Mark Cuban at this year’s SEC Speaks event (held in Washington, D.C. on February 21-22, 2014) was the start-to-finish focus of the Enforcement Division on data, data, data. Beginning with Chair Mary Jo White’s kick-off address, and extending throughout the two-day event, the Commission and […]

Posted in SEC, Top | Tagged Conferences, Data, Speeches

SEC Uses Data from Defendants’ MetroCards to Build Insider Trading Case – Compliance Week

By Securities Docket on September 24, 2013, 1:12 pm

Add “trackable mass transit” to the list of pitfalls that insider traders must avoid to stay out of trouble. In a case filed yesterday, the SEC relied on detailed information gleaned from defendants’ use of their subway MetroCards to help build its case. via SEC Uses Data from Defendants’ MetroCards to Build Insider Trading Case […]

Posted in SEC, Top | Tagged Data, Insider Trading

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