‘Enforcement 40’ for 2020
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By Securities Docket on July 24, 2019, 10:03 am
Today, we are launching a proprietary database tracking all SEC enforcement actions involving private equity advisers. The database contains key information from the actions, including summaries of key issues, settlement terms, and relevant statutory provisions. The database will be an important resource for us and our clients, providing us with quick access to comparable cases […]
By Securities Docket on October 27, 2015, 12:19 pm
A new, publicly-available database known as “SEED” tracks SEC enforcement actions against public companies. The database, from NYU and Cornerstone Research, will also provide the basis for ongoing academic analysis of trends in SEC enforcement. via New Database Tracks SEC Enforcement Actions Against Public Cos. | Compliance Week.