‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
SEC v. Rorech: Agency Swaps Defeat for Progress in Its Derivative Enforcement Program
SEC loses battle against defendants but gains a crucial jurisdictional victory in derivatives area.
Khuzami: SEC to Focus on Derivatives in Insider Trading Crackdown
SEC’s Khuzami warns that agency is looking hard at insider trading related to derivatives.
Video: 60 Minutes Digs Deeper into the “Legalized Gambling” of Credit Default Swaps
Three weeks after running its first video on credit default swaps, 60 Minutes has returned to the subject with another in-depth analysis of CDS. Frank Partnoy, a law professor at the University of San Diego, explains the concept of a derivative to 60 Minutes, as basically a “side bet”: Think of it for a moment […]