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Browse: Home / Derivatives

Derivatives

SEC v. Rorech: Agency Swaps Defeat for Progress in Its Derivative Enforcement Program

SEC v. Rorech: Agency Swaps Defeat for Progress in Its Derivative Enforcement Program

By Securities Docket on July 14, 2010, 4:13 pm

SEC loses battle against defendants but gains a crucial jurisdictional victory in derivatives area.

Posted in SD Insider, SEC | Tagged CDS, Derivatives, Verdicts

Khuzami: SEC to Focus on Derivatives in Insider Trading Crackdown

Khuzami: SEC to Focus on Derivatives in Insider Trading Crackdown

By Securities Docket on November 23, 2009, 2:15 pm

SEC’s Khuzami warns that agency is looking hard at insider trading related to derivatives.

Posted in SEC | Tagged Derivatives, Insider Trading

Video: 60 Minutes Digs Deeper into the “Legalized Gambling” of Credit Default Swaps

By Securities Docket on October 27, 2008, 6:16 am

Three weeks after running its first video on credit default swaps, 60 Minutes has returned to the subject with another in-depth analysis of CDS. Frank Partnoy, a law professor at the University of San Diego, explains the concept of a derivative to 60 Minutes, as basically a “side bet”: Think of it for a moment […]

Posted in Industry | Tagged Derivatives, Subprime, Videos

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