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Browse: Home / Disbursements

Disbursements

The SEC Record of Small and Big Bucks – MoneyBeat – WSJ

By Securities Docket on April 30, 2014, 7:43 am

A forthcoming academic study has done just that for one regulator, tracking the money investors have received from the Securities and Exchange Commission’s efforts to punish frauds and other financial crimes. The results of the research, to be published in the Stanford Law Review in 2015, cast the SEC’s performance in an interesting light: The […]

Posted in SEC, Top | Tagged Disbursements, Fair Funds

SEC to Distribute $78 Million in AIM Settlements

By Securities Docket on June 1, 2009, 3:44 pm

The SEC announced today the Fair Fund distribution of more than $78 million to more than 590,000 investors who were affected by undisclosed market timing in certain AIM mutual funds. The agency stated that the distribution is the result of a prior SEC enforcement action against AIM Advisors, Inc., which advised the funds, and AIM […]

Posted in SEC | Tagged Disbursements, Fair Funds, Features, Settlements

Distribution of Enron settlement funds begins today

Distribution of Enron settlement funds begins today

By Securities Docket on December 19, 2008, 4:05 pm

The University of California announced today that the distribution of the over $7 billion settlement fund in the Enron securities class action has begun.  The University of California serves as lead plaintiff for Enron investors in the class action, and is represented by the law firm Coughlin Stoia. The school announced that today’s distribution is […]

Posted in Class Actions | Tagged Disbursements, Settlements | 1 Response

SEC Seeks Approval to Distribute $95 Million in Adelphia Communications Settlements

By Securities Docket on October 30, 2008, 11:00 pm

The SEC announced today that it has filed a motion in its case against Adelphia Communications Corp. seeking an order authorizing the distribution of $95 million plus accrued interest (the “SEC Fund”).  The SEC Fund is currently being held in the court’s registry pursuant to the procedures adopted by the DOJ with respect to the […]

Posted in SEC | Tagged Disbursements | 1 Response

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