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Join the Securities Litigation and Enforcement Group on LinkedInEvolution of a Disclaimer: The SEC Revisits Its Approach : TheCorporateCounsel.net Blog
The one unusual thing about the standard disclaimer is that it stayed the same for as long as I can remember. In the almost three decades that I have been practicing, SEC speakers have been saying pretty much the same disclaimer: “The views I express today are my own and do not necessarily reflect the […]
SEC Changes Introductory Disclaimer – Likely In Response to Discovery Dispute
If you regularly read speeches given by SEC Commissioners and staff, you may have noticed a change in the standard opening. For most of my career, the remarks always began with something to this effect: “Before I begin, I must give the customary disclaimer that the views I express today are my own and do […]