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Browse: Home / Discovery

Discovery

SEC Fraud Probes Said to Suffer If E-Mails Kept Private – Bloomberg

By Securities Docket on July 27, 2013, 4:24 pm

The SEC is fighting legislation that would trim government access to personal and corporate e-mail kept for customers by third-party providers, such as Amazon.com Inc. and Yahoo! Inc. Bipartisan legislation requiring agencies to get warrants to access e-mails could have “a significant negative impact” on enforcement efforts, SEC Chairman Mary Jo White said in an […]

Posted in Uncategorized | Tagged Discovery, Legislation

In Investigations, SEC Aggressively Pursuing Production of 'ESDs'

In Investigations, SEC Aggressively Pursuing Production of ‘ESDs’

By Securities Docket on January 17, 2013, 1:00 pm

New forensics lab allows SEC to push for production of electronic storage devices (ESDs) in investigative subpoenas.

Posted in SEC, Top | Tagged Discovery

Lawyer Accused of Options Backdating Says SEC Mishandled Millions of Documents

Lawyer Accused of Options Backdating Says SEC Mishandled Millions of Documents

By Securities Docket on April 16, 2012, 2:33 pm

Defendant in SEC backdating options cases claims SEC has lost or destroyed 5 million pages of documents.

Posted in SEC, Top | Tagged Discovery, Documents, Options Backdating

Judge blasts Labaton for discovery ‘failure’ in class action

Judge blasts Labaton for discovery ‘failure’ in class action

By Securities Docket on October 25, 2011, 10:10 am

Judge critical of plaintiffs’ counsel for pace of discovery.

Posted in Class Actions, SEC, Top | Tagged Discovery

SEC Seeks Galleon Wiretaps in Civil Case

SEC Seeks Galleon Wiretaps in Civil Case

By Amanda Harding on January 26, 2010, 1:54 pm

SEC seeking wiretaps from Galleon’s criminal investigation in its civil case.

Posted in SEC | Tagged Discovery, Wiretaps

BofA Plaintiffs Granted Access to Documents Provided to Congress

BofA Plaintiffs Granted Access to Documents Provided to Congress

By Securities Docket on November 18, 2009, 11:01 am

Judge Chin grants motion to partially lift stay of discovery.

Posted in Class Actions | Tagged Discovery

Defendant Says One Person Who Can Find Requested Document is “Away and We Don’t Know When He’s Going to Come Back”

By Securities Docket on May 21, 2009, 2:27 pm

In Australia, AWB Ltd is pushing to delay a $60 million shareholder class action because it contends that it will still be sifting through 26,000 pages of documents on the proposed trial date of September 7.  AWB told the Federal Court yesterday that shareholders would have to limit their demands for documents if they wanted […]

Posted in Global | Tagged Class Actions, Discovery, Features

Ruling in Aon Securities Case Helps Protects Drafts of SEC Filings from Discovery

By Securities Docket on January 19, 2009, 4:03 pm

A recent ruling in the Aon securities class action provides important protection from discovery for companies’ drafts of Form 10-K language.  In an order dated January 9, 2009, Magistrate Judge Morton Denlow of the US District Court for the Northern District of Illinois ruled that Aon was not required to produce an email seeking comments […]

Posted in Class Actions | Tagged Discovery

Court Finds Oracle Execs Destroyed, Did Not Preserve Evidence

By Securities Docket on September 3, 2008, 10:23 pm

U.S. District Judge Susan Illston ruled Wednesday that executives of Oracle Corp. (ORCL) either destroyed or knowingly failed to preserve evidence sought in a securities class action against the company.  According to the Mercury News, the judge also stated that she will infer that the evidence was incriminating, and instruct a jury to make the same inference if […]

Posted in Class Actions | Tagged Discovery

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