‘Enforcement 40’ for 2020
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By Securities Docket on October 4, 2012, 11:46 am
Court dismisses shareholder lawsuit accusing UBS of misrepresenting exposure to mortgage-backed securities.
By Securities Docket on September 27, 2012, 1:57 pm
Shareholders had claimed Freddie Mac understated its subprime mortgage exposure and overstating its capital strength ahead of the 2008 financial crisis.
By Securities Docket on August 15, 2012, 2:29 pm
Court finds Carlyle’s disclosures put shareholders on notice of how company was being run.
By Securities Docket on June 20, 2012, 8:29 pm
Yet another Madoff investor lawsuit against SEC is dismissed.
By Securities Docket on May 30, 2012, 12:48 pm
DOJ ends criminal FCPA prosecution in Lindsey Manufacturing case.
By Securities Docket on February 23, 2012, 2:52 pm
Statements by Judge Leon in the Africa Sting case.
By Securities Docket on February 15, 2012, 2:36 pm
Court dismisses securities class action against Pfizer and five former Wyeth executives.
By Securities Docket on January 27, 2012, 8:03 pm
Agency drops controversial action against former general counsel of Ferris Baker Watts.
By Securities Docket on January 18, 2012, 3:42 pm
Court grants John O’Shea’s motion to dismiss 12 FCPA counts and one conspiracy count against him.