Tag: D&O Coverage

More About the D&O Insurance Implications of the SEC’s New Admissions Wrongdoing Requirements — The D & O Diary

Numerous questions surround the SEC’s new policy requiring enforcement action defendants in “egregious” cases to admit to wrongdoing in order to settle with the agency, rather than simply agreeing to neither admit nor deny the agency’s allegations. As I discussed in a prior post (here), among the questions is the issue of what the impact from these kinds of admissions…

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