Tag: DOL

Can the SEC and DOL really harmonize advice standards for brokers and advisers? — InvestmentNews

As regulators struggle to harmonize retail-advice rules, blending them into a single fiduiciary standard, count on hearing some sour notes from the industry. In fact, nowhere is the debate over investment advice standards more discordant than surrounding the term “harmonization.” Over the next two years, harmonization will be at the heart of the work of the Department of Labor and…

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