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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSEC’s White Warns: ‘Serious Mistake’ to Weaken Securities Rules — Corporate Counsel
“I would hope—and expect—that the significant enhancements we have made will be continued in future years, with the SEC acting as an aggressive and strong regulator of the federal securities laws, consistently looking to broaden our impact and strengthen deterrence of wrongdoing,” White said. “That is our duty and the SEC should continue to use […]
Recent Criticism of the SEC: Fair or Unfair? — HLS Forum
Over the last few years, the SEC has been criticized for (1) failing to Over the last few years, the SEC has been criticized for (1) failing to “consistently and aggressively enforce the securities laws and protect investors and the public,” (2) obtaining sanctions that amount to only a slap on the wrist against major […]