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Browse: Home / EU

EU

LuxLeaks highlights need for whistleblower protection and incentives – EurActiv.com

By Securities Docket on July 26, 2016, 4:37 pm

Whistleblower rewards work. In conjunction with the offer of real protection, there is no better way to incentivise those with vital information about significant frauds and corruption to come forward. EU member states should strongly consider adopting policies that better protect whistleblowers and incentivise them with financial rewards. via LuxLeaks highlights need for whistleblower protection […]

Posted in Global, Top | Tagged EU, Whistleblowers

Is a Decade-Old Insider Trading Conviction ‘Irrelevant?’ | Compliance Week

By Securities Docket on September 17, 2014, 4:49 pm

Is an insider trading conviction from January 2003 “irrelevant?” In the U.K., the answer appears to be that it is–at least for purposes of the EU’s new “Right to be Forgotten” directive. via Is a Decade-Old Insider Trading Conviction ‘Irrelevant?’ | Compliance Week

Posted in Criminal, Global, Top | Tagged EU, Insider Trading

EU to unveil new insider trading sanctions

EU to unveil new insider trading sanctions

By Securities Docket on October 20, 2011, 10:10 am

European Union unveils Europe-wide criminal sanctions for insider trading and market manipulation.

Posted in Global, Top | Tagged EU, Insider Trading

EU chief wants law change to target rogue bankers

EU chief wants law change to target rogue bankers

By Securities Docket on October 16, 2011, 1:10 pm

European Commission chief proposes the introduction into European law of “individual responsibility.”

Posted in Global | Tagged EU

Reuters Video: UK Stalls Hedge Fund Deal

Reuters Video: UK Stalls Hedge Fund Deal

By Securities Docket on March 17, 2010, 10:24 am

UK balks at new EU hedge funds regulations.

Posted in Global | Tagged EU, Hedge Funds, UK

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