‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInFormer Primary Global employee avoids jail in insider case — Reuters
A former technology analyst at expert networking firm Primary Global Research LLC avoided jail time on Thursday after a judge praised his “very substantial assistance” in cooperating with a government insider-trading investigation. Bob Nguyen, 34, who pleaded guilty in January 2011 to leaking confidential corporate information to hedge funds, received two years of probation from […]
Expert Network Exec Arrested for Insider Trading
FBI arrests Tai Nguyen of expert firm Insight Research LLC.
Ex-AT&T executive pleads guilty in NY insider case
AT&T executive pleads guilty in expert network case.
Expert Networker John Kinnucan Arrested by FBI in Trading Probe
Kinnucan claims he refused to secretly record others in U.S. probe of insider trading.
Expert-networks rule kicks in Dec. 1
New Massachusetts regulation governing how hedge funds use expert networks will take effect Dec. 1.
Massachusetts to Regulate Expert-Network Firms in Wake of Insider Cases
Proposed regulation will require state-registered investment advisers to obtain written certification about confidentiality issues.
Archived Version and Materials for Mar. 22 Webcast: Insider Trading and the Use of Expert Networks
Robert W. Pommer III and Stephen Prowse, Ph.D joined us for this webcast.
March 22 Webcast–Insider Trading and the Use of Expert Networks
Please join Robert W. Pommer III and Stephen Prowse, Ph.D, for this free webcast.