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By Securities Docket on October 18, 2013, 7:39 am
A former technology analyst at expert networking firm Primary Global Research LLC avoided jail time on Thursday after a judge praised his “very substantial assistance” in cooperating with a government insider-trading investigation. Bob Nguyen, 34, who pleaded guilty in January 2011 to leaking confidential corporate information to hedge funds, received two years of probation from […]
By Securities Docket on June 27, 2012, 12:24 pm
FBI arrests Tai Nguyen of expert firm Insight Research LLC.
By Securities Docket on June 19, 2012, 12:48 pm
AT&T executive pleads guilty in expert network case.
By Securities Docket on February 17, 2012, 12:56 pm
Kinnucan claims he refused to secretly record others in U.S. probe of insider trading.
By Securities Docket on August 9, 2011, 12:08 pm
New Massachusetts regulation governing how hedge funds use expert networks will take effect Dec. 1.
By Securities Docket on April 21, 2011, 3:04 pm
Proposed regulation will require state-registered investment advisers to obtain written certification about confidentiality issues.
By Securities Docket on March 23, 2011, 10:44 am
Robert W. Pommer III and Stephen Prowse, Ph.D joined us for this webcast.