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Features

Receive Daily Email Alerts from Securities Docket

Receive Daily Email Alerts from Securities Docket

By Securities Docket on October 5, 2010, 1:53 pm

Receive a single daily email alert from Securities Docket updating you on every new item from the previous day.

Posted in Uncategorized | Tagged Features, Using SD

Technip Reserves €245 Million in Anticipation of FCPA Settlement

Technip Reserves €245 Million in Anticipation of FCPA Settlement

By Securities Docket on February 15, 2010, 3:17 pm

Technip reserves €245 million in anticipation of settlements in bribery investigations.

Posted in Criminal, Global, SEC | Tagged FCPA, Features, Prosecutors, Regulators

Receive Daily Email Alerts from Securities Docket

Receive Daily Email Alerts from Securities Docket

By Securities Docket on November 11, 2009, 4:32 pm

Receive a single daily email alert from Securities Docket providing you with updates on every new post from the previous day.

Posted in Top | Tagged Features, Using SD

Website Maintenance Thurs. Night Beginning at 10 pm...

Website Maintenance Thurs. Night Beginning at 10 pm…

By Securities Docket on August 20, 2009, 10:18 pm

Beginning at 10 pm Eastern tonight, Securities Docket will be under construction for a design overhaul. If you see some odd styles or things that appear to be changing, it’s not your imagination! We should be fully functional and looking sharp shortly.

Posted in Uncategorized | Tagged Features, Using SD

Germany: Stuttgart Prosecutors Raid Porsche in Insider Trading Probe

Germany: Stuttgart Prosecutors Raid Porsche in Insider Trading Probe

By Securities Docket on August 20, 2009, 11:47 am

Thursday, officers from the Stuttgart prosecutor raided the headquarters of Porsche.

Posted in Global | Tagged Features, Insider Trading | 1 Response

Regulatory Harmony

Regulatory Harmony

By Securities Docket on August 20, 2009, 11:03 am

It remains unclear what the SEC and CFTC will end up doing to coordinate their regulatory efforts now that both appear safe from being abolished, but one thing is now clear: whatever they do will be “harmonious.”

Posted in Uncategorized | Tagged CFTC, Features, Regulators | 1 Response

Hong Kong: SFC Charges U.S. Hedge Fund Tiger Asia With Insider Trading, Manipulation

Hong Kong: SFC Charges U.S. Hedge Fund Tiger Asia With Insider Trading, Manipulation

By Securities Docket on August 20, 2009, 9:06 am

Hong Kong’s SFC has charged Tiger Asia Management with insider trading and manipulation.

Posted in Global | Tagged Features, Insider Trading

Securities Docket A.M. News Wire for August 20, 2009

By Securities Docket on August 20, 2009, 6:55 am

SEC Trots Out a New FCPA Weapon: Control Person Liability; Podcast: Inside The Mind Of A Financial Criminal; Law Firm Memos From myCorporateResource.com; October 2 Webcast – Credit Default Swaps: Recent Developments; Prosectors Reveal New Allegations Against Cioffi; J. Travis Laster Nominated to Delaware Court of Chancery; Appeals Court Denies Stanford Motion to Remove Judge; Court Approves $125 Million Settlement in Bristol-Myers Plavix Securities Class Action.

Posted in News Wire | Tagged Features, News Wire

Madoff Victims Sue AIG Seeking Coverage Under Homeowners Insurance Policies

By Securities Docket on August 19, 2009, 7:58 pm

AIG sued by two Calif. residents who allege their homeowners’ policies entitled them to coverage on Madoff losses.

Posted in Class Actions | Tagged Features, Financial Fraud, Madoff

October 2 Webcast – Credit Default Swaps: Recent Developments

October 2 Webcast – Credit Default Swaps: Recent Developments

By Securities Docket on August 19, 2009, 2:43 pm

Credit Default Swaps have received their share of attention over the past 12 months. Stripped of all the rhetoric, CDSs have been and continue to be integral risk management tools in an evolving regulatory, transactional, and litigation landscape. Please join Gene Deetz and Jeff Nielsen of Navigant Consulting and Jay Tambe and James Goldfarb of […]

Posted in Uncategorized | Tagged Features, Webcasts

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