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Join the Securities Litigation and Enforcement Group on LinkedInDodd-Frank Overhaul Could Spark Rebound in SOX Whistle-Blower Cases | Bloomberg BNA
Legislation to rewrite the Dodd-Frank Act is likely to be voted on in the House this week. But the overhaul envisioned in the Financial Choice Act could have one unintended consequence: a possible rebound in the number of SOX whistle-blower claims filed against companies. The Financial Choice Act would prevent the Securities and Exchange Commission […]
The Potential Declawing of the SEC: The Financial CHOICE Act | Securities Litigation, Investigations and Enforcement
The Financial CHOICE Act (or “CHOICE Act 2.0”), which would significantly narrow the SEC’s ability to bring enforcement actions and make it more challenging for it to prevail in such actions, is inching its way towards becoming law. On May 4, 2017, the Financial Services Committee passed the Act and it is now slated to […]