‘Enforcement 40’ for 2020
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By Securities Docket on July 29, 2014, 3:56 pm
Since mid-2011, the SEC’s Office of the Whistleblower has been taking in tips about alleged securities fraud. Via a recent request made under the Freedom of Information Act, the WSJ set out to answer an interesting question: from what fields and professions do these whistleblowers come from? Based on the 3,600 whistleblowers to date who listed […]
By Securities Docket on January 5, 2012, 2:13 pm
Complaint seeks of Yukos-related documents and an award of attorneys’ fees.
By Securities Docket on September 17, 2010, 2:06 pm
Senate Judiciary Committee unanimously approves bipartisan legislation to repeal certain parts of Section 929I.
By Securities Docket on July 28, 2010, 3:24 pm
Under-the-radar provision protects information obtained through or derived from SEC examinations.