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Browse: Home / FOIA

FOIA

FOIA Response Sheds Light on Backgrounds of SEC Whistleblowers | Compliance Week

By Securities Docket on July 29, 2014, 3:56 pm

Since mid-2011, the SEC’s Office of the Whistleblower has been taking in tips about alleged securities fraud. Via a recent request made under the Freedom of Information Act, the WSJ set out to answer an interesting question: from what fields and professions do these whistleblowers come from? Based on the 3,600 whistleblowers to date who listed […]

Posted in SEC, Top | Tagged FOIA, Whistleblowers

Baker Botts Files FOIA Suit Against SEC over Yukos Docs

Baker Botts Files FOIA Suit Against SEC over Yukos Docs

By Securities Docket on January 5, 2012, 2:13 pm

Complaint seeks of Yukos-related documents and an award of attorneys’ fees.

Posted in SEC, Top | Tagged FOIA

Senate Committee Approves Bill to Limit SEC’s FOIA Exemptions

Senate Committee Approves Bill to Limit SEC’s FOIA Exemptions

By Securities Docket on September 17, 2010, 2:06 pm

Senate Judiciary Committee unanimously approves bipartisan legislation to repeal certain parts of Section 929I.

Posted in SEC | Tagged FOIA, US Congress

Does Dodd-Frank Exempt the SEC From Most FOIA Requests?

Does Dodd-Frank Exempt the SEC From Most FOIA Requests?

By Securities Docket on July 28, 2010, 3:24 pm

Under-the-radar provision protects information obtained through or derived from SEC examinations.

Posted in SEC | Tagged Dodd-Frank, FOIA

FOIA Lawsuit Demands Names of SEC Porn-Surfers

FOIA Lawsuit Demands Names of SEC Porn-Surfers

By Securities Docket on May 10, 2010, 11:17 pm

Lawsuit claims no privacy right to search pornography on SEC computers.

Posted in SEC | Tagged FOIA, Investigations

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