‘Enforcement 40’ for 2020
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By Securities Docket on November 13, 2019, 11:57 am
Guest columnist Jordan Thomas breaks down the recently-released 2019 Annual Report of the SEC’s Division of Enforcement.
By Securities Docket on January 31, 2019, 2:05 pm
Guest Columnist Jeff Litvak on how a neutral accountant can save the parties to a dispute a significant amount of time and money.
By Securities Docket on January 21, 2015, 2:01 pm
Guest columnists Jason Flemmons and Martin Wilczynski take a closer look at whether the SEC’s 2014 enforcement statistics actually show an increase in accounting and financial fraud cases.
By Securities Docket on January 8, 2014, 7:32 am
Guest columnist Brian Lehman lays out his Top 10 Securities Litigation and Enforcement Stories of 2013.
By Securities Docket on October 28, 2011, 11:00 am
In this guest column, Steptoe’s Matthew J. Gaul, Douglas S. Kantor and Philip S. Khinda explain the impact of new competing regulatory regimes in New York.
By Securities Docket on December 15, 2010, 9:51 am
Guest columnists Jeffrey Plotkin and Lorraine Bellard examine case statistics to understand why civil investigations become criminal ones.
By Securities Docket on May 17, 2010, 10:17 pm
Guest columnist Jacob Frenkel writes that while Goldman has compelling arguments, a settlement with the SEC remains likely.
By Securities Docket on May 3, 2010, 6:27 pm
Guest columnist Dr. David Tabak challenges the methodology by which markets are often tested for efficiency.
By Securities Docket on March 30, 2010, 2:54 pm
Guest columnists Peter Wald and Jeff Hammel of Latham & Watkins LLP write about the Omnicom case and the stringent standard plaintiffs must meet to show loss causation at summary judgment.
By Securities Docket on September 18, 2009, 6:44 am
Judge Shira Scheindlin’s recent opinion in a credit rating agency case may prove to be significant.