• Home
  • About
  • Webcasts
  • ‘Enforcement 40’ for 2020
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / Guidance

Guidance

Choosing the Battlefield in S.E.C. Cases – NYTimes.com

By Securities Docket on May 11, 2015, 7:31 pm

Unfortunately, the considerations outlined by the S.E.C. provide scant concrete information about which forum will decide the case. Indeed, the guidance may cause even greater consternation among defense lawyers who see the agency sending the toughest cases to its own judges to develop the law as it prefers rather than using federal district judges, who […]

Posted in SEC, Top | Tagged APs, Guidance

SEC Enforcement Releases ‘Approach to Forum Selection in Contested Actions’ | Compliance Week

By Securities Docket on May 10, 2015, 10:25 am

Under fire from both inside and outside the SEC to provide guidance on when it will bring litigated enforcement matters as administrative proceedings, the agency has now released the “Division of Enforcement Approach to Forum Selection in Contested Actions.” via SEC Enforcement Releases ‘Approach to Forum Selection in Contested Actions’ | Compliance Week

Posted in SEC, Top | Tagged APs, Guidance

Breaking Down the FCPA Guidance — Key Takeaways and Grey Areas

By Securities Docket on November 28, 2012, 7:47 pm

Today, just two weeks after the DOJ and SEC released their long-awaited guidance on the FCPA, former DOJ and SEC officials joined me as panelists for an excellent webcast entitled, “Breaking Down the FCPA Guidance — Key Takeaways and Grey Areas.” Check out the archived version here. via Breaking Down the FCPA Guidance — Key […]

Posted in Criminal, SEC | Tagged FCPA, Guidance, Webcasts

What If? -- FCPA Professor

What If? — FCPA Professor

By Securities Docket on November 26, 2012, 1:41 pm

What if the new FCPA guidance had been issued two years, ten years, or twenty-four years ago?

Posted in Criminal, SEC | Tagged FCPA, Guidance, Web Watch

Nov. 28 Webcast: Breaking Down the FCPA Guidance — Key Takeaways and Grey Areas

Nov. 28 Webcast: Breaking Down the FCPA Guidance — Key Takeaways and Grey Areas

By Securities Docket on November 19, 2012, 3:26 pm

Please join Robertson Park, Timothy Peterson and Greg Esslinger for this webcast.

Posted in Criminal, SD Insider, SEC, Top, Uncategorized | Tagged FCPA, Guidance, Webcasts

DOJ and SEC Issue Joint 'Resource Guide to the U.S. Foreign Corrupt Practices Act'

DOJ and SEC Issue Joint ‘Resource Guide to the U.S. Foreign Corrupt Practices Act’

By Securities Docket on November 14, 2012, 3:35 pm

DOJ and the SEC release long-awaited “Resource Guide to the U.S. Foreign Corrupt Practices Act.”

Posted in Criminal, Industry, SEC, Top | Tagged FCPA, Guidance

What does the Bribery Act mean for non-U.K. companies?

What does the Bribery Act mean for non-U.K. companies?

By Securities Docket on October 17, 2012, 1:22 pm

What effect will Bribery Act have on non-U.K. companies doing business in the U.K.?

Posted in Global, Top | Tagged Guidance, UK Bribery Act

It is October 12, Do You Know Where Your FCPA Guidance Is?

It is October 12, Do You Know Where Your FCPA Guidance Is?

By Securities Docket on October 12, 2012, 12:51 pm

The October 10, 2012 “guidance” date has now come and gone, and all remains quiet on the guidance front. So what happened?

Posted in Criminal, SEC, Top | Tagged FCPA, Guidance

As U.S. Waits for FCPA Guidance, UK Bribery Act Gets an Update

As U.S. Waits for FCPA Guidance, UK Bribery Act Gets an Update

By Securities Docket on October 10, 2012, 11:24 am

Serious Fraud Office clarifies how UK prosecutors will prosecute bribery.

Posted in Global, Top | Tagged Anti-corruption, Guidance, UK Bribery Act

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2021 Securities Docket.

Powered by WordPress and Hybrid.