‘Enforcement 40’ for 2020
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By Securities Docket on May 11, 2015, 7:31 pm
Unfortunately, the considerations outlined by the S.E.C. provide scant concrete information about which forum will decide the case. Indeed, the guidance may cause even greater consternation among defense lawyers who see the agency sending the toughest cases to its own judges to develop the law as it prefers rather than using federal district judges, who […]
By Securities Docket on May 10, 2015, 10:25 am
Under fire from both inside and outside the SEC to provide guidance on when it will bring litigated enforcement matters as administrative proceedings, the agency has now released the “Division of Enforcement Approach to Forum Selection in Contested Actions.” via SEC Enforcement Releases ‘Approach to Forum Selection in Contested Actions’ | Compliance Week
By Securities Docket on November 28, 2012, 7:47 pm
Today, just two weeks after the DOJ and SEC released their long-awaited guidance on the FCPA, former DOJ and SEC officials joined me as panelists for an excellent webcast entitled, “Breaking Down the FCPA Guidance — Key Takeaways and Grey Areas.” Check out the archived version here. via Breaking Down the FCPA Guidance — Key […]
By Securities Docket on November 26, 2012, 1:41 pm
What if the new FCPA guidance had been issued two years, ten years, or twenty-four years ago?
By Securities Docket on November 19, 2012, 3:26 pm
Please join Robertson Park, Timothy Peterson and Greg Esslinger for this webcast.
By Securities Docket on November 14, 2012, 3:35 pm
DOJ and the SEC release long-awaited “Resource Guide to the U.S. Foreign Corrupt Practices Act.”
By Securities Docket on October 17, 2012, 1:22 pm
What effect will Bribery Act have on non-U.K. companies doing business in the U.K.?
By Securities Docket on October 12, 2012, 12:51 pm
The October 10, 2012 “guidance” date has now come and gone, and all remains quiet on the guidance front. So what happened?