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By Securities Docket on June 18, 2014, 7:49 am
Bernard Madoff’s former accountant is expected to plead guilty to charges in connection with the convicted swindler’s massive Ponzi scheme, a U.S. prosecutor said at a Tuesday court hearing.Paul Konigsberg, a former senior tax partner at Konigsberg Wolf & Co, will likely enter a guilty plea next week under a cooperation agreement with the government, […]
By Securities Docket on April 22, 2014, 12:02 pm
The unusual Toby Scammell insider trading saga ended yesterday when Scammell finally pleaded guilty to securities fraud that involved him making $192,000 by trading on inside information. via SECFAIL? Not This Time, as Toby Scammell Pleads Guilty to Insider Trading – Compliance Week
By Securities Docket on April 3, 2014, 8:02 am
A former investment banker at Evercore Group pleaded guilty on Wednesday to criminal charges that he engaged in insider trading and used proceeds to pay a one-time mistress to support their child. Frank Perkins Hixon Jr., a former senior manager at the bank, pleaded guilty to six criminal counts at a hearing in the U.S. […]
By Securities Docket on February 19, 2013, 1:43 pm
New model for prosecuting big banks involves push for guilty pleas
By Securities Docket on August 10, 2012, 6:39 pm
Former Deloitte Vice Chairman pleads guilty to one count of securities fraud.
By Securities Docket on July 2, 2012, 6:41 pm
Peter Madoff asserts he was never aware that his brother was orchestrating a Ponzi scheme.
By Securities Docket on June 19, 2012, 12:48 pm
AT&T executive pleads guilty in expert network case.
By Securities Docket on May 30, 2012, 12:37 pm
Former Control Components Inc. executive pleads guilty to one count of bribing a foreign official in China.
By Securities Docket on January 13, 2012, 2:28 pm
Accountant allegedly told SEC he did not know about a payment even though the payment was made at his direction,