‘Enforcement 40’ for 2020
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By Securities Docket on October 18, 2018, 7:26 am
After deliberating for under five hours Wednesday, a federal jury convicted Bennett on 17 charges, including false statements on a loan application and three kinds of fraud: securities, bank and wire. The case notably had some unusual elements for a securities fraud trial. FBI agents searching Bennett’s penthouse found evidence of voodoo-type witchcraft, specifically instructions […]
By Securities Docket on May 4, 2018, 9:04 am
Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency. via Four found guilty in insider trading case linked to U.S. health agency | Reuters.
By Securities Docket on April 16, 2014, 10:11 am
The five ex-staffers of Bernie Madoff found guilty of helping the Ponzi monster pull off his epic $17 billion fraud are demanding an acquittal or new trial, claiming they were railroaded by flawed jury deliberations and false testimony from government witnesses. via 5 ex-Madoff staffers want guilty verdicts thrown out — New York Post.
By Securities Docket on May 16, 2011, 11:05 am
Jury never never wavered from belief that Rajaratnam was guilty.
By Amanda Harding on February 26, 2010, 2:15 pm
Former Quest CFO David Grose found guilty of three counts of wire fraud in jury trial.
By Securities Docket on November 19, 2009, 10:43 pm
McCall found guilty today on five of six counts.
By Securities Docket on September 14, 2009, 1:52 pm
Sentencing set for Dec. 17, 2009, before the Honorable George Wu in the Central District of California.
By Securities Docket on May 19, 2009, 9:09 am
On Friday, a jury in federal court found former Ernst & Young lawyer and partner James Gansman guilty of insider trading. Prosecutors alleged that Gansman, who ran an E&Y department that advised companies on human resources issues during mergers and acquisitions, passed information about seven forthcoming takeovers to a friend who used the details to […]