‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSEC Nominees Poised for Clear Sailing – WSJ
President Barack Obama’s nominees for the Securities and Exchange Commission are expected to sail through a Senate confirmation hearing on Thursday thanks in part to a key line on their résumés: Senate aide. Kara Stein and Mike Piwowar, nominated to fill out the remainder of five-year terms as commissioners, are set to testify before the […]
Corporate settlement policy unlikely to be changed by Congress
Republican lawmakers agree judges should avoid micro-managing SEC settlement agreements.
Judge: FCPA “Sting” Cases Will Not Be Tried This Year
Judge says most of the Spring 2010 proceedings will be dedicated to discovery.
Skilling Argues to Supreme Court that Houston Jury Pool Was Tainted
Former Enron CEO argues that he could not get a fair trial in Houston.
SEC Galleon Wiretap Request Blocked on Appeal
Second Circuit grants Rajaratnam temporary stay of order requiring him to provide wiretap evidence to SEC.
UK: Pre-Trial Hearing Held for Former Cazenove Partner
Pre-trial proceedings begin in FSA’s insider trading case against former Cazenove partner Malcolm Calvert.
N.C. Judge Upholds Settlement in Wachovia Shareholder Litigation
Judge upholds settlement in shareholder lawsuit over sale of Wachovia to Wells Fargo.
SEC Admits It Received Galleon Wiretaps Mistakenly Sent by SDNY
Federal prosecutors mistakenly sent SEC wiretaps from Galleon criminal investigation.
Madoff Victims Challenge Trustee’s Payout Formula
Madoff victims challenge trustee’s proposed distribution of funds.
Wrap-Up: Panel Discussion on Senate Hearing on Madoff Report
Read the archived version of today’s lively panel discussion.