‘Enforcement 40’ for 2020
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By Securities Docket on June 27, 2013, 8:19 am
President Barack Obama’s nominees for the Securities and Exchange Commission are expected to sail through a Senate confirmation hearing on Thursday thanks in part to a key line on their résumés: Senate aide. Kara Stein and Mike Piwowar, nominated to fill out the remainder of five-year terms as commissioners, are set to testify before the […]
By Securities Docket on May 17, 2012, 7:33 pm
Republican lawmakers agree judges should avoid micro-managing SEC settlement agreements.
By Amanda Harding on April 13, 2010, 10:32 pm
Judge says most of the Spring 2010 proceedings will be dedicated to discovery.
By Amanda Harding on March 2, 2010, 5:30 pm
Former Enron CEO argues that he could not get a fair trial in Houston.
By Securities Docket on February 12, 2010, 1:36 pm
Second Circuit grants Rajaratnam temporary stay of order requiring him to provide wiretap evidence to SEC.
By Amanda Harding on February 11, 2010, 4:47 pm
Pre-trial proceedings begin in FSA’s insider trading case against former Cazenove partner Malcolm Calvert.
By Securities Docket on February 8, 2010, 11:40 pm
Judge upholds settlement in shareholder lawsuit over sale of Wachovia to Wells Fargo.
By Amanda Harding on February 4, 2010, 3:35 pm
Federal prosecutors mistakenly sent SEC wiretaps from Galleon criminal investigation.
By Securities Docket on February 3, 2010, 1:12 pm
Madoff victims challenge trustee’s proposed distribution of funds.
By Securities Docket on September 10, 2009, 5:38 pm
Read the archived version of today’s lively panel discussion.