Tag: Hong Kong

Hong Kong: SFC Obtains Convictions in Insider Trading Case

Hong Kong’s Securities and Futures Commission obtained its latest criminal conviction for insider trading Tuesday when an ex-banker at CLSA Equity Capital Markets Ltd. and a former hedge fund manager both pleaded guilty to charges of insider dealing.  The WSJ reports that the two remain in custody and await sentencing on July 13. The case is the SFC’s eighth conviction…

Read More