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Browse: Home / Identity Theft

Identity Theft

The S.E.C. Dusts Off a Never-Used Cyber Enforcement Tool – The New York Times

By Securities Docket on October 9, 2018, 7:44 am

Five years ago, the Securities and Exchange Commission adopted a rule requiring investment firms to pay attention to identity theft. It never enforced it — until late last month. In a cease-and-desist order against Voya Financial Advisors, the investment advisory unit of Voya Financial, the commission used the “Identity Theft Red Flags Rule” to censure […]

Posted in SEC, Top | Tagged Identity Theft

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