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Browse: Home / Immunity

Immunity

U.S. House Panel Says It Can Ignore SEC Subpoenas in Insider-Trading Probe – Bloomberg

By Securities Docket on July 7, 2014, 9:20 am

The U.S. House Ways and Means Committee and a top staff member say the panel and its employees are “absolutely immune” from having to comply with subpoenas from a federal regulator in an insider-trading probe. via U.S. House Panel Says It Can Ignore SEC Subpoenas in Insider-Trading Probe – Bloomberg

Posted in SEC, Top | Tagged Immunity, US Congress

SEC Says Enforcement Director May Now Issue Witness Immunity Orders

SEC Says Enforcement Director May Now Issue Witness Immunity Orders

By Securities Docket on June 15, 2011, 8:06 pm

Enforcement Director authorized to compel individuals to give testimony or provide other information.

Posted in SEC, Top | Tagged Delegation of Authority, Immunity

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