‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInU.S. House Panel Says It Can Ignore SEC Subpoenas in Insider-Trading Probe – Bloomberg
The U.S. House Ways and Means Committee and a top staff member say the panel and its employees are “absolutely immune” from having to comply with subpoenas from a federal regulator in an insider-trading probe. via U.S. House Panel Says It Can Ignore SEC Subpoenas in Insider-Trading Probe – Bloomberg
SEC Says Enforcement Director May Now Issue Witness Immunity Orders
Enforcement Director authorized to compel individuals to give testimony or provide other information.