‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInFormer Madoff accountant Konigsberg arrested — New York Post
The feds on Thursday widened their criminal probe of Bernie Madoff, arresting the Ponzi king’s longtime accountant, a member of the arch-schemer’s inner circle, for allegedly cooking the books on the world’s largest investor fraud. FBI agents arrested Paul Konigsberg at his lawyer’s Manhattan office around 7 am. Konigsberg, 77, of Greenwich, Conn., later pleaded […]
SDNY Drops the Hammer on SAC … But Not Steve Cohen – Compliance Week
In a scathing news conference yesterday, U.S. Attorney Preet Bharara’s press conference announced that his office had filed criminal charges against SAC Capital — which he called a “magnet for market cheaters.” Notably, however, prosecutors stopped short of bringing any criminal charges against SAC Capital’s founder and CEO, Steve Cohen. via SDNY Drops the Hammer […]
Raj Rajaratnam’s Brother Rengan Charged With Insider Trading
Rengan Rajaratnam accused of conspiring with brother to trade on material nonpublic information about Clearwire Corp. and Advanced Micro Devices.
Former baseball star Doug DeCinces indicted for insider trading
Former Baltimore Orioles third baseman Doug DeCinces has been indicted by a federal grand jury for insider trading, the Justice Department said on Wednesday. DeCinces was charged with 42 counts of criminal securities fraud and one count of money laundering over the 2008 purchase of stock in a medical device company based on insider information, […]
Gupta Surrenders to Authorities to Face Insider Trading Charges
Rajat Gupta surrendered to FBI on Wednesday.
Copy of Feb. 7 Criminal Complaint Against Samir Barai and Donald Longueuil
A copy of the SDNY’s February 7, 2011 criminal complaint against Barai and Longueuil for insider trading and obstruction of justice is available here.
Madoff Computer Programmers Indicted for Role in Fraud
Former Madoff programmers face up to 30 years in prison.
DOJ Brings Massive FCPA Case Against 22 Individuals
Massive undercover operation leads to FCPA charges against 22 individuals.
Former Jeffries Money Manager Indicted for Insider Trading
Money manager and three others were originally charged back in February 2009.