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By Securities Docket on September 27, 2013, 7:46 am
The feds on Thursday widened their criminal probe of Bernie Madoff, arresting the Ponzi king’s longtime accountant, a member of the arch-schemer’s inner circle, for allegedly cooking the books on the world’s largest investor fraud. FBI agents arrested Paul Konigsberg at his lawyer’s Manhattan office around 7 am. Konigsberg, 77, of Greenwich, Conn., later pleaded […]
By Securities Docket on July 26, 2013, 10:19 am
In a scathing news conference yesterday, U.S. Attorney Preet Bharara’s press conference announced that his office had filed criminal charges against SAC Capital — which he called a “magnet for market cheaters.” Notably, however, prosecutors stopped short of bringing any criminal charges against SAC Capital’s founder and CEO, Steve Cohen. via SDNY Drops the Hammer […]
By Securities Docket on March 22, 2013, 9:33 am
Rengan Rajaratnam accused of conspiring with brother to trade on material nonpublic information about Clearwire Corp. and Advanced Micro Devices.
By Securities Docket on November 29, 2012, 12:21 pm
Former Baltimore Orioles third baseman Doug DeCinces has been indicted by a federal grand jury for insider trading, the Justice Department said on Wednesday. DeCinces was charged with 42 counts of criminal securities fraud and one count of money laundering over the 2008 purchase of stock in a medical device company based on insider information, […]
By Securities Docket on October 26, 2011, 5:18 pm
A copy of the indictment in U.S. v. Gupta is available here.
By Securities Docket on October 26, 2011, 1:10 pm
Rajat Gupta surrendered to FBI on Wednesday.
By Securities Docket on February 9, 2011, 9:55 am
A copy of the SDNY’s February 7, 2011 criminal complaint against Barai and Longueuil for insider trading and obstruction of justice is available here.
By Securities Docket on March 19, 2010, 1:38 pm
Former Madoff programmers face up to 30 years in prison.
By Securities Docket on January 20, 2010, 10:25 am
Massive undercover operation leads to FCPA charges against 22 individuals.
By Securities Docket on November 6, 2009, 1:21 pm
Money manager and three others were originally charged back in February 2009.