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Browse: Home / Indictments

Indictments

Former Madoff accountant Konigsberg arrested — New York Post

By Securities Docket on September 27, 2013, 7:46 am

The feds on Thursday widened their criminal probe of Bernie Madoff, arresting the Ponzi king’s longtime accountant, a member of the arch-schemer’s inner circle, for allegedly cooking the books on the world’s largest investor fraud. FBI agents arrested Paul Konigsberg at his lawyer’s Manhattan office around 7 am. Konigsberg, 77, of Greenwich, Conn., later pleaded […]

Posted in Criminal, Top | Tagged Indictments, Madoff

SDNY Drops the Hammer on SAC … But Not Steve Cohen – Compliance Week

By Securities Docket on July 26, 2013, 10:19 am

In a scathing news conference yesterday, U.S. Attorney Preet Bharara’s press conference announced that his office had filed criminal charges against SAC Capital — which he called a “magnet for market cheaters.” Notably, however, prosecutors stopped short of bringing any criminal charges against SAC Capital’s founder and CEO, Steve Cohen. via SDNY Drops the Hammer […]

Posted in Criminal, Top | Tagged Indictments, Insider Trading, SAC

Raj Rajaratnam’s Brother Rengan Charged With Insider Trading

Raj Rajaratnam’s Brother Rengan Charged With Insider Trading

By Securities Docket on March 22, 2013, 9:33 am

Rengan Rajaratnam accused of conspiring with brother to trade on material nonpublic information about Clearwire Corp. and Advanced Micro Devices.

Posted in Criminal, Top | Tagged Indictments, Insider Trading, Raj Rajaratnam

Former baseball star Doug DeCinces indicted for insider trading

By Securities Docket on November 29, 2012, 12:21 pm

Former Baltimore Orioles third baseman Doug DeCinces has been indicted by a federal grand jury for insider trading, the Justice Department said on Wednesday. DeCinces was charged with 42 counts of criminal securities fraud and one count of money laundering over the 2008 purchase of stock in a medical device company based on insider information, […]

Posted in Criminal | Tagged Indictments, Insider Trading

Copy of Indictment in U.S. v. Gupta

Copy of Indictment in U.S. v. Gupta

By Securities Docket on October 26, 2011, 5:18 pm

A copy of the indictment in U.S. v. Gupta is available here.

Posted in Criminal | Tagged Indictments, Insider Trading

Gupta Surrenders to Authorities to Face Insider Trading Charges

Gupta Surrenders to Authorities to Face Insider Trading Charges

By Securities Docket on October 26, 2011, 1:10 pm

Rajat Gupta surrendered to FBI on Wednesday.

Posted in Criminal, Top | Tagged Indictments

Copy of Feb. 7 Criminal Complaint Against Samir Barai and Donald Longueuil

Copy of Feb. 7 Criminal Complaint Against Samir Barai and Donald Longueuil

By Securities Docket on February 9, 2011, 9:55 am

A copy of the SDNY’s February 7, 2011 criminal complaint against Barai and Longueuil for insider trading and obstruction of justice is available here.

Posted in Criminal | Tagged Indictments, Insider Trading

Madoff Computer Programmers Indicted for Role in Fraud

Madoff Computer Programmers Indicted for Role in Fraud

By Securities Docket on March 19, 2010, 1:38 pm

Former Madoff programmers face up to 30 years in prison.

Posted in Criminal | Tagged Indictments, Madoff

DOJ Brings Massive FCPA Case Against 22 Individuals

DOJ Brings Massive FCPA Case Against 22 Individuals

By Securities Docket on January 20, 2010, 10:25 am

Massive undercover operation leads to FCPA charges against 22 individuals.

Posted in Criminal | Tagged FCPA, Indictments

Former Jeffries Money Manager Indicted for Insider Trading

Former Jeffries Money Manager Indicted for Insider Trading

By Securities Docket on November 6, 2009, 1:21 pm

Money manager and three others were originally charged back in February 2009.

Posted in Criminal | Tagged Indictments, Insider Trading

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