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Browse: Home / Informal Inquiry

Informal Inquiry

WeWork is facing SEC inquiry into possible rule violations – San Antonio Express-News

By Securities Docket on November 18, 2019, 9:30 am

WeWork is drawing scrutiny from the Securities and Exchange Commission over whether the co-working company violated financial rules in the run-up to its failed initial public offering, according to two people with knowledge of the matter. via WeWork is facing SEC inquiry into possible rule violations – San Antonio Express-News.

Posted in SEC, Top | Tagged Informal Inquiry

SEC launches inquiry into audits handled by Natwar Gandhi’s office

SEC launches inquiry into audits handled by Natwar Gandhi’s office

By Securities Docket on October 24, 2012, 1:12 pm

SEC looking into audits handled by the D.C. Office of the Chief Financial Officer.

Posted in SEC, Top | Tagged Informal Inquiry

Report: SEC Opens Inquiry into Apple's Disclosures on Jobs' Health

Report: SEC Opens Inquiry into Apple’s Disclosures on Jobs’ Health

By Securities Docket on January 21, 2009, 6:29 am

The SEC has reportedly opened an inquiry into Apple Inc.’s disclosures about CEO Steve Jobs’s health problems to examine whether investors were misled. Bloomberg reports that the nonpublic inquiry relates to Apple’s disclosures concerning Jobs, who earlier this month said he would remain CEO while seeking a “relatively simple” treatment for a nutritional ailment. Nine […]

Posted in SEC | Tagged Features, Informal Inquiry, Investigations

SEC Opens Informal Inquiry Into West Penn Allegheny Health System's Write-Down

SEC Opens Informal Inquiry Into West Penn Allegheny Health System’s Write-Down

By Securities Docket on August 28, 2008, 11:24 am

West Penn Allegheny Health System told investors yesterday that it is cooperating with an SEC probe of the hospital network’s recent $73 million revenue write-down.  Pittsburgh Business Times reports that according to the company, the SEC is conducting an “informal inquiry with regard to West Penn Allegheny Health System and the $73 million balance sheet […]

Posted in SEC | Tagged Informal Inquiry

ArthroCare Corp. Announces Informal SEC Inquiry

By Securities Docket on July 24, 2008, 12:17 pm

ArthroCare Corp. announced today that it has been informed by the SEC’s Fort Worth District Office that the Staff of the SEC’s Division of Enforcement is conducting an informal inquiry into accounting matters related to ArthroCare Corporation arising out of the Company’s recently announced restatement of financial results.

Posted in SEC | Tagged Informal Inquiry

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