‘Enforcement 40’ for 2020
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By Securities Docket on November 18, 2019, 9:30 am
WeWork is drawing scrutiny from the Securities and Exchange Commission over whether the co-working company violated financial rules in the run-up to its failed initial public offering, according to two people with knowledge of the matter. via WeWork is facing SEC inquiry into possible rule violations – San Antonio Express-News.
By Securities Docket on October 24, 2012, 1:12 pm
SEC looking into audits handled by the D.C. Office of the Chief Financial Officer.
By Securities Docket on January 21, 2009, 6:29 am
The SEC has reportedly opened an inquiry into Apple Inc.’s disclosures about CEO Steve Jobs’s health problems to examine whether investors were misled. Bloomberg reports that the nonpublic inquiry relates to Apple’s disclosures concerning Jobs, who earlier this month said he would remain CEO while seeking a “relatively simple” treatment for a nutritional ailment. Nine […]
By Securities Docket on August 28, 2008, 11:24 am
West Penn Allegheny Health System told investors yesterday that it is cooperating with an SEC probe of the hospital network’s recent $73 million revenue write-down. Pittsburgh Business Times reports that according to the company, the SEC is conducting an “informal inquiry with regard to West Penn Allegheny Health System and the $73 million balance sheet […]
By Securities Docket on July 24, 2008, 12:17 pm
ArthroCare Corp. announced today that it has been informed by the SEC’s Fort Worth District Office that the Staff of the SEC’s Division of Enforcement is conducting an informal inquiry into accounting matters related to ArthroCare Corporation arising out of the Company’s recently announced restatement of financial results.