‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSEC Inspector General Concludes Acting Chairman Piwowar’s Actions Were Lawful – Lexology
In an investigation conducted at the request of four Senators, the SEC Inspector General concluded “we do not find that Commissioner Piwowar’s actions as Acting Chairman violated any of the laws currently governing the SEC and our review identified no evidence that his actions could either undermine the SEC’s mission or potentially prove to be […]
SEC’s IT Security Under Attack as It Attacks Others | McGuireWoods LLP
The Inspector General (IG) of the U.S. Securities and Exchange Commission (SEC) reported last week that the SEC has not sufficiently implemented information technology security upgrades in order to protect highly sensitive information from data breaches. The IG reported that SEC officials failed to deactivate idle user accounts, did not ensure that owners kept their […]
Outside Review Finds Ethics Violations by Former SEC Inspector General
Outside review finds violation of ethics rules because investigations touched on people with whom former IG had “personal relationships.”
Want to Be the SEC’s Next Inspector General? Apply Here!
SEC asks interested applicants asked to respond by Sept. 11, 2012.
At the SEC, Investigations About Investigators Who Investigate Other Investigators
Investigators investigating investigators who are investigating investigators….
SEC Orders Probe Of Watchdog Office
SEC orders independent inquiry into allegations of sexual misconduct by staff of its Office of the Inspector General.
After Four Years and Much Drama, SEC IG H. David Kotz Leaving Agency
SEC’s Inspector General leaving the agency for private sector.
Tables turned as SEC watchdog comes under attack
This year, two SEC employees have filed formal complaints against IG David Kotz.
SEC Watchdog Clears Enforcement Chief in Citi Case
Report by SEC IG finds Enforcement Director did not provide any special favors in Citigroup probe.