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In an investigation conducted at the request of four Senators, the SEC Inspector General concluded “we do not find that Commissioner Piwowar’s actions as Acting Chairman violated any of the laws currently governing the SEC and our review identified no evidence that his actions could either undermine the SEC’s mission or potentially prove to be […]
The Inspector General (IG) of the U.S. Securities and Exchange Commission (SEC) reported last week that the SEC has not sufficiently implemented information technology security upgrades in order to protect highly sensitive information from data breaches. The IG reported that SEC officials failed to deactivate idle user accounts, did not ensure that owners kept their […]
Outside review finds violation of ethics rules because investigations touched on people with whom former IG had “personal relationships.”
SEC asks interested applicants asked to respond by Sept. 11, 2012.
Investigators investigating investigators who are investigating investigators….
SEC orders independent inquiry into allegations of sexual misconduct by staff of its Office of the Inspector General.
SEC’s Inspector General leaving the agency for private sector.
This year, two SEC employees have filed formal complaints against IG David Kotz.
Report by SEC IG finds Enforcement Director did not provide any special favors in Citigroup probe.