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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInHow a Prior DOJ Settlement Doomed a SEC Enforcement Action: A Volkswagen Case Study | Mintz
It is not uncommon for various government agencies and offices to investigate the same company, particularly following a major scandal. We have grown accustomed to seeing simultaneous investigations by the U.S. Department of Justice (“DOJ”) and the U.S. Securities Exchange Commission (“SEC”), sometimes followed by indictments and complaints from both. When the SEC and DOJ […]