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Kickbacks

SEC Charges Investment Management Firm and Principal in Alleged N.Y. Kickback Scheme

By Securities Docket on April 30, 2009, 11:41 am

The SEC announced today that it has charged Aldus Equity Partners, L.P. and one of its founding principals, Saul Meyer, in connection with a multi-million dollar kickback scheme involving the New York State Common Retirement Fund. James Clarkson, Acting Director of the SEC’s New York Regional Office stated that “as alleged in our complaint, Aldus […]

Posted in SEC | Tagged Features, Kickbacks

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