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Browse: Home / Litigation

Litigation

Putting “Litigation” Back in “Securities Litigation” | D&O Discourse

By Securities Docket on November 19, 2019, 11:32 am

This post discusses a fundamental, structural, and deepening problem with securities class action defense: the lack of actual litigation past the motion to dismiss process.  In other words, there is virtually no “litigation” in securities and governance litigation.  Why is that so, and what can we do about it?  After diagnosing the problem and discussing the harm it is […]

Posted in Class Actions, Top | Tagged Litigation

The Legal Risk to ICOs That No One’s Talking About – CoinDesk

By Securities Docket on February 22, 2018, 11:12 am

With the rise and rise of initial coin offerings (ICOs), much attention has been paid to how the U.S. Securities and Exchange Commission (SEC) and federal prosecutors view this innovation. And rightfully so, as those enforcement systems carry stiff penalties and even the potential for jail. But investors and companies should also know that buyers […]

Posted in Industry, SEC, Top | Tagged ICOs, Litigation

The Future of Securities Class Action Litigation | D&O Discourse

By Securities Docket on July 31, 2015, 3:45 pm

But I’ve noted significant changes to other characteristics of securities-litigation culture recently, which portend a paradigm shift.  Over the past few years, smaller plaintiffs’ firms have initiated more securities class actions on behalf of individual, retail investors, largely against smaller companies that have suffered what I call “lawsuit blueprint” problems such as auditor resignations and […]

Posted in Class Actions, Top | Tagged Litigation

It pays to fight back against SEC, FINRA — LifeHealthPro

By Securities Docket on May 19, 2014, 7:45 am

Despite advisors’ and broker-dealers’ fears that litigating against the Securities and Exchange Commission and the Financial Industry Regulatory Authority is futile, new findings show that it does pay for advisors and BDs to fight charges brought against them. via It pays to fight back against SEC, FINRA — LifeHealthPro

Posted in Industry, SEC, Top | Tagged Litigation, Trials

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