‘Enforcement 40’ for 2020
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By Securities Docket on March 28, 2019, 8:17 am
On March 12, 2019, the Securities and Exchange Commission announced it charged Lumber Liquidators Holdings Inc. with securities fraud for making fraudulent misstatements to investors. The charges illustrate the perennial danger of misleading filings and highlight the SEC’s scrutiny over responses to negative press. In light of this enforcement, the consequences of hastily — or fraudulently […]
By Securities Docket on September 8, 2009, 6:00 pm
SEC files an enforcement action against CellCyte Genetics Corporation and two executives.