‘Enforcement 40’ for 2020
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By Securities Docket on August 30, 2018, 7:55 am
In the first enforcement action of its kind, Moody’s Investors Services Inc. has agreed to pay $16.25 million to settle charges that it failed to adopt adequate internal controls and to apply clear and consistent credit rating symbols. via In a First, SEC Fines Moody’s Over Poor Controls, Unclear Rating Symbols | Corporate Counsel.