• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / Municipal bonds

Municipal bonds

SEC s Top Cop: More Muni Enforcement, Not Less – The Bond Buyer

By Securities Docket on November 11, 2014, 8:21 am

The municipal market should expect increased attention from the Securities and Exchange Commission’s enforcement division, with a focus on pension fund abuses and pay to play violations, and undisclosed conflicts of interest, the SEC’s top cop said Monday. via SEC s Top Cop: More Muni Enforcement, Not Less – The Bond Buyer

Posted in SEC, Top | Tagged Municipal bonds

SEC Brings Second-Ever Case Against a State for Public Pension Disclosures

SEC Brings Second-Ever Case Against a State for Public Pension Disclosures

By Securities Docket on March 11, 2013, 2:32 pm

Unusual SEC case unlikely to ruffle too many feathers in the Land of Lincoln.

Posted in SEC, Top | Tagged APs, Municipal bonds

SEC Charges GE Funding Capital Market Services with Fraud Involving Municipal Bond Proceeds

SEC Charges GE Funding Capital Market Services with Fraud Involving Municipal Bond Proceeds

By Securities Docket on December 26, 2011, 3:35 pm

SEC complaint alleges GE Funding CMS made improper, undisclosed payments to certain bidding agents.

Posted in SEC, Top | Tagged Financial Fraud, Municipal bonds

Subscribe

‘Enforcement 40’ for 2020

Securities-Docket_Medium-Rectangle_CaseStudyArrow

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.