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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSEC s Top Cop: More Muni Enforcement, Not Less – The Bond Buyer
The municipal market should expect increased attention from the Securities and Exchange Commission’s enforcement division, with a focus on pension fund abuses and pay to play violations, and undisclosed conflicts of interest, the SEC’s top cop said Monday. via SEC s Top Cop: More Muni Enforcement, Not Less – The Bond Buyer
SEC Brings Second-Ever Case Against a State for Public Pension Disclosures
Unusual SEC case unlikely to ruffle too many feathers in the Land of Lincoln.
SEC Charges GE Funding Capital Market Services with Fraud Involving Municipal Bond Proceeds
SEC complaint alleges GE Funding CMS made improper, undisclosed payments to certain bidding agents.