Tag: Must-read

Must-read: Fortune’s ‘Overturned–The Hedge Fund Trader Who Beat the Feds’ | Compliance Week

The September 1, 2016 issue of Fortune has a terrific article by William D. Cohan about former hedge fund manager Todd Newman entitled, “Overturned: The Hedge Fund Trader Who Beat the Feds.” Newman, you may recall, was the defendant in a hugely important insider trading decision — U.S. v. Newman — that has had a major impact on how prosecutors and the SEC pursue insider…

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Must-Read: The New Yorker on Steve Cohen’s ‘Empire of Edge’ | Compliance Week

The October 13, 2014 issue of The New Yorker includes a terrific piece by Patrick Radden Keefe that provides a fascinating look at the workings at SAC Capital, the high-profile prosecution of former SAC trader Mathew Martoma, and the government’s intense pursuit of SAC founder Steve Cohen. via Must-Read: The New Yorker on Steve Cohen’s ‘Empire of Edge’ | Compliance Week

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Must-Read: The New Yorker Profiles Mary Jo White, ‘Street Cop’ – Compliance Week

Move over Preet Bharara, now it is SEC Chair Mary Jo White’s turn to receive a 10,000-word profile in a mainstream magazine. The November 11, 2013 issue of The New Yorker magazine includes a must-read article on Chair White (“Street Cop”) by Nicholas Lemann that provides some fascinating background and insights on the SEC’s new leader. via Must-Read: The New…

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Must-Read: “S.E.C. No Evil”

Scott Paltrow of Conde Nast’s Portfolio has an in-depth article in the October 2008 issue entitled “S.E.C. No Evil” that profiles SEC Chairman Christopher Cox and his impact on, and relationship with, the SEC’s Division of Enforcement.  This is a must-read article for anyone with an interest in the SEC and its enforcement efforts. Read the Portfolio.com article

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