Browse: Home / Negligence
By Securities Docket on July 23, 2015, 6:43 pm
This is almost certainly not true anymore. But it was true once! Maybe only once…. via You Can Settle Your Insider Trading Case with a Negligence-based Charge | Cady Bar the Door
Posted in SEC, Top | Tagged Insider Trading, Negligence
By Securities Docket on November 2, 2011, 11:11 am
Will agency now pursue more cases against people who make merely negligent mistakes?
Posted in SEC | Tagged Negligence
By Securities Docket on September 30, 2011, 1:09 am
SEC may file more civil cases in which defendants are accused of negligence only.
Posted in SEC | Tagged Negligence
By Securities Docket on April 23, 2010, 5:06 pm
Court rules SEC’s conduct was “discretionary.”
Posted in SEC | Tagged Madoff, Negligence