‘Enforcement 40’ for 2020
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By Securities Docket on July 23, 2015, 6:43 pm
This is almost certainly not true anymore. But it was true once! Maybe only once…. via You Can Settle Your Insider Trading Case with a Negligence-based Charge | Cady Bar the Door
By Securities Docket on November 2, 2011, 11:11 am
Will agency now pursue more cases against people who make merely negligent mistakes?
By Securities Docket on September 30, 2011, 1:09 am
SEC may file more civil cases in which defendants are accused of negligence only.