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Browse: Home / New York

New York

Judge declares mistrial in criminal trial of ex-Dewey & LeBoeuf executives | Reuters

By Securities Docket on October 20, 2015, 7:53 am

The jury sent a note to the court saying for the third time it was deadlocked on the major counts against former Dewey Chairman Steven Davis, Executive Director Stephen DiCarmine and Chief Financial Officer Joel Sanders, including grand larceny, scheme to defraud and violating New York’s securities law, the Martin Act. via Judge declares mistrial […]

Posted in Criminal, Top | Tagged Lawyers, New York

New York Becomes First State to Launch Cybersecurity Exams for Banks | Compliance Week

By Securities Docket on December 12, 2014, 9:53 am

Add the New York Department of Financial Services to the growing list list of regulators who will be scrutinizing the cybersecurity practices of Wall Street banks and financial institutions. New York will become the first state to conduct its own cybersecurity examinations on banks. via New York Becomes First State to Launch Cybersecurity Exams for […]

Posted in Industry, Top | Tagged Cybersecurity, New York

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