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Browse: Home / NYAG / Page 2

NYAG

Johnson Named NY Protection Bureau Chief: Business of Law – Bloomberg

By Securities Docket on October 17, 2013, 7:49 am

New York Attorney General Eric Schneiderman named securities litigator Chad Johnson as chief of the office’s Investor Protection Bureau. The former head, Marc B. Minor, resigned in August. Johnson, a former partner from Bernstein Litowitz Berger & Grossmann LLP, joined the executive division of the Office of the Attorney General in 2012, first as senior […]

Posted in Industry, Top | Tagged Lawyers, NYAG, Prosecutors

Ivy Asset Mgmt settles with NY for $210 mln over Madoff

Ivy Asset Mgmt settles with NY for $210 mln over Madoff

By Securities Docket on November 13, 2012, 4:39 pm

NYAG announces $210 million settlement with Ivy Asset Management over advising clients to invest with Madoff.

Posted in Criminal, Industry, Top | Tagged Madoff, NYAG, Settlements

Carlyle Group Settles NYAG Pension Probe

By Securities Docket on May 14, 2009, 2:54 pm

The Carlyle Group has agreed to pay $20 million and make broad changes in its practices under a settlement reached with the NY Attorney General, Andrew M. Cuomo, as part of Cuomo’s investigation into corruption of the state pension fund. The NYT reports that under the deal, Carlyle executives and the firm will not face […]

Posted in Regulation | Tagged NYAG

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