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NYAG

Eric Schneiderman’s twisted fight against ‘insider trading 2.0’ — Bloomberg View

By Securities Docket on February 27, 2014, 10:25 am

Now that we know New York has an attorney general who makes up the law as he goes along when it comes to the securities industry, where will he draw the line? Today Eric Schneiderman said his office has reached agreements with 18 financial-services firms, most of which are Wall Street banks, to “stop their […]

Posted in Industry | Tagged Insider Trading, NYAG, Web Watch

NY clamping down on bitcoin — New York Post

By Securities Docket on January 29, 2014, 7:09 am

Ben Lawsky, New York’s top financial watchdog, told a panel of high-profile tech investors on Tuesday that he’s moving full steam ahead with plans to regulate crypto currencies like bitcoin amid concerns that the cyber cash has become the money of choice for criminals. via NY clamping down on bitcoin — New York Post

Posted in Industry, Top | Tagged Bitcoin, NYAG

JPMorgan to pay NY $1Bn over mortgage crisis — New York Post

By Securities Docket on November 20, 2013, 7:34 am

Thousands of underwater homeowners across New York may see some financial relief from the record-setting $13 billion mortgage- bond settlement Tuesday between JPMorgan Chase and federal and state regulators. More than $1 billion in relief will be heading to the Empire State, according to state Attorney General Eric Schneiderman. via JPMorgan to pay NY $1Bn […]

Posted in Industry, Top | Tagged Mortgage-Backed Securities, NYAG, Settlements

The war against ‘insider trading 2.0’ – FT.com

By Securities Docket on October 21, 2013, 8:40 am

In 2009, Samantha Bee, one of the cast members on The Daily Show, the satirical US television programme, said that “if I know about a stock’s activity the day before, it’s called insider trading. But if I know about a stock’s activity one second before, it’s called high-frequency trading.” Now, however, Eric Schneiderman, the New […]

Posted in Industry, Top | Tagged Insider Trading, NYAG

Johnson Named NY Protection Bureau Chief: Business of Law – Bloomberg

By Securities Docket on October 17, 2013, 7:49 am

New York Attorney General Eric Schneiderman named securities litigator Chad Johnson as chief of the office’s Investor Protection Bureau. The former head, Marc B. Minor, resigned in August. Johnson, a former partner from Bernstein Litowitz Berger & Grossmann LLP, joined the executive division of the Office of the Attorney General in 2012, first as senior […]

Posted in Industry, Top | Tagged Lawyers, NYAG, Prosecutors

Ivy Asset Mgmt settles with NY for $210 mln over Madoff

Ivy Asset Mgmt settles with NY for $210 mln over Madoff

By Securities Docket on November 13, 2012, 4:39 pm

NYAG announces $210 million settlement with Ivy Asset Management over advising clients to invest with Madoff.

Posted in Criminal, Industry, Top | Tagged Madoff, NYAG, Settlements

Carlyle Group Settles NYAG Pension Probe

By Securities Docket on May 14, 2009, 2:54 pm

The Carlyle Group has agreed to pay $20 million and make broad changes in its practices under a settlement reached with the NY Attorney General, Andrew M. Cuomo, as part of Cuomo’s investigation into corruption of the state pension fund. The NYT reports that under the deal, Carlyle executives and the firm will not face […]

Posted in Regulation | Tagged NYAG

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