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Ombudsman

Former SEC Ombudsman Misled Congress, Lied to IG, Probe Alleges

By Securities Docket on September 16, 2022, 8:16 am

The SEC official charged with helping the public navigate the agency’s complex system lied to investigators, added misleading information in reports to Congress, and didn’t log hundreds of entries into the agency’s tip program, according to the summary of an inspector general’s report. The summary, dated August 29, found that the Securities and Exchange Commission’s […]

Posted in SEC, Top | Tagged Ombudsman

Tracey L. McNeil Named as SEC’s First Ombudsman — SEC Press Release

By Securities Docket on September 8, 2014, 7:25 am

The Securities and Exchange Commission today announced that Tracey L. McNeil has been selected as the first ombudsman for the agency. via SEC.gov | Tracey L. McNeil Named as SEC’s First Ombudsman

Posted in SEC, Top | Tagged Ombudsman

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