OSC

OSC set to launch whistleblower program in summer 2016 | Compliance Week

By Securities Docket on April 14, 2016, 10:31 am

Maureen Jensen, chairman of the Ontario Securities Commission, stated this week that the OSC’s new whistleblower office is expected to receive final approval in June 2016 and begin operations in “early summer” 2016. According to The Globe and Mail, the OSC will be the first securities regulator in Canada to adopt a whistleblower program. via OSC […]

Posted in Global, Top | Tagged Canada, OSC, Whistleblowers

OSC to accept ‘no-contest’ settlement agreements — CBC News

By Securities Docket on March 12, 2014, 7:51 am

The Ontario Securities Commission has decided to let some individuals and companies settle misconduct disputes with the regulator without formally having to admit to any wrongdoing. via OSC to accept ‘no-contest’ settlement agreements — CBC News.

Posted in Global, Top | Tagged Canada, No-Contest, OSC