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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInRegulation by Enforcement by Chris Brummer, Yesha Yadav, David T. Zaring — SSRN
An increasingly common response by regulators to what they view as undesirable market trends or challenges has been a sharp turn towards litigation to introduce novel legal theories and frameworks that could have been the product or subject of legislative or administrative rulemaking. The decision to do so has been met by calls claiming such […]
Insider trading has been rife on Wall Street, academics conclude – In the know
INSIDER-TRADING prosecutions have netted plenty of small fry. But many grumble that the big fish swim off unharmed. That nagging fear has some new academic backing, from three studies. One argues that well-connected insiders profited even from the financial crisis. The others go further still, suggesting the entire share-trading system is rigged. via Insider trading […]
Detecting Illegal Insider Trading — HLS
We do believe that the detection of illegal insider trading and establishment of the activity to a legal standard is a monumental task that needs to overcome multiple challenges. Ad-hoc whistleblowing procedures, in addition to routine screening of securities trading are useful, but not enough, in our opinion, if the regulators’ pursuit of illegal insider […]
An FCPA Scholarship Smorgasbord
Ohio State Law Journal collects “the most extensive collection of FCPA scholarship between two covers.”
Video: ‘The Facade of FCPA Enforcement’
Bruce Carton’s interview with Prof. Mike Koehler on ‘The Facade of FCPA Enforcement.’