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Insider trading has been rife on Wall Street, academics conclude – In the know

By Securities Docket on February 9, 2018, 9:47 am

INSIDER-TRADING prosecutions have netted plenty of small fry. But many grumble that the big fish swim off unharmed. That nagging fear has some new academic backing, from three studies. One argues that well-connected insiders profited even from the financial crisis. The others go further still, suggesting the entire share-trading system is rigged. via Insider trading […]

Posted in Criminal, SEC, Top | Tagged Insider Trading, Papers

Detecting Illegal Insider Trading — HLS

By Securities Docket on November 28, 2016, 10:18 am

We do believe that the detection of illegal insider trading and establishment of the activity to a legal standard is a monumental task that needs to overcome multiple challenges. Ad-hoc whistleblowing procedures, in addition to routine screening of securities trading are useful, but not enough, in our opinion, if the regulators’ pursuit of illegal insider […]

Posted in SEC, Top | Tagged Insider Trading, Papers

An FCPA Scholarship Smorgasbord

An FCPA Scholarship Smorgasbord

By Securities Docket on March 5, 2013, 1:26 pm

Ohio State Law Journal collects “the most extensive collection of FCPA scholarship between two covers.”

Posted in Criminal, SEC, Top | Tagged FCPA, Papers

Video: 'The Facade of FCPA Enforcement'

Video: ‘The Facade of FCPA Enforcement’

By Securities Docket on April 28, 2010, 11:59 am

Bruce Carton’s interview with Prof. Mike Koehler on ‘The Facade of FCPA Enforcement.’

Posted in Criminal, SEC, Top | Tagged FCPA, Papers, Videos

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