‘Enforcement 40’ for 2020
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By Securities Docket on November 4, 2013, 6:20 pm
This afternoon, Preet Bharara, U.S. Attorney for the Southern District of New York, announced a settlement of his office’s criminal insider trading case against SAC Capital Advisors LP. According to Bharara, the $1.8 billion in total penalties that will be paid by SAC is believed to be the largest financial penalty in history for insider trading. […]
By Securities Docket on October 24, 2011, 1:10 pm
A look into why Rajaratnam didn’t accept a plea.
By Securities Docket on May 11, 2011, 3:05 pm
Galleon defendant facing up to 45 years in prison rejects probation deal.
By Securities Docket on March 17, 2009, 7:01 am
The UK’s FSA is seeking to obtain the power to offer “US-style plea bargains” to witnesses involved in major fraud cases. Citing a report in the Observer, an article on the London Stock Exchange website stated yesterday that “under plans being put together by the FSA, individuals prepared to testify against the ringleaders of City […]