‘Enforcement 40’ for 2020
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By Securities Docket on September 22, 2016, 12:17 pm
Does anyone remember that waaaaaaaaaaaay back in October 2015, President Obama nominated Lisa Fairfax and Hester Peirce to be SEC Commissioners? Please take our poll on when these nominees will be confirmed by the U.S. Senate. via Poll: When will Fairfax and Peirce be confirmed as SEC commissioners??? | Compliance Week
By Securities Docket on September 22, 2009, 10:04 am
Please cast your vote here.
By Securities Docket on June 29, 2009, 9:43 am
Bernard Madoff, age 71, will be sentenced today, and may receive up to 150 years in prison. His lawyers have requested a sentence of 12 years. What do you think the sentence will actually be? Please take our poll.
By Securities Docket on January 29, 2009, 1:03 pm
Offer your answer to the question in the poll, then look below for the answer. And no, you do not get $14 million if you get it right. [polldaddy poll=1323202] Answer is here. All the other choices were $15 million (see here, here and here)
By Securities Docket on December 4, 2008, 6:51 am
University of Michigan Law School Professor Adam Pritchard’s idea to reform securities class actions via shareholder proposal has moved from a purely academic discussion to the real world, and has been submitted to Alaska Air (details here). What are this proposal’s chances? Please click on the “Read full story” link below to vote.