‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInJust a Reminder: Private Company Executives Can Be Held Liable Under the Federal Securities Laws | The D&O Diary
As the Fenwick & West law firm noted in its February 22, 2019 memo about the SEC’s and the DOJ’s actions (here), “The government’s aggressive action here is a reminder that securities regulators and law enforcement agencies are increasingly scrutinizing statements made by private companies, especially statements that create investor fervor and lead to inflated […]