‘Enforcement 40’ for 2020
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By Securities Docket on October 18, 2013, 7:39 am
A former technology analyst at expert networking firm Primary Global Research LLC avoided jail time on Thursday after a judge praised his “very substantial assistance” in cooperating with a government insider-trading investigation. Bob Nguyen, 34, who pleaded guilty in January 2011 to leaking confidential corporate information to hedge funds, received two years of probation from […]
By Securities Docket on July 22, 2012, 6:19 pm
Anil Kumar became one of the U.S. government’s most valuable assets in the Galleon investigation.
By Securities Docket on June 27, 2012, 12:23 pm
Informant met with FBI agents and federal prosecutors for over 150 hours in Rajaratnam case.
By Securities Docket on April 13, 2012, 1:39 pm
Former Tyco CEO begs parole board for mercy.
By Securities Docket on January 21, 2012, 2:41 pm
David Slaine spared prison time after prosecutors credit him with helping secure other white collar convictions.
By Securities Docket on March 13, 2009, 12:07 pm
The last we heard about Mount Rushmore of Securities Fraud member David Pajcin was back in November 2008, when it was reported that, after being released from prison, he had violated the terms of his supervised release and failed to report to his probation officer. Prosecutors and Pajcin’s criminal lawyer, Jesse Siegel, told the court […]