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Join the Securities Litigation and Enforcement Group on LinkedInCeresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal Securities | The National Law Review
In the keynote address at the 2016 Securities Enforcement Forum last week, Andrew J. Ceresney, Director of the SEC’s Division of Enforcement, made clear that the SEC will continue and even expand its focus on the public finance market, particularly in the municipal securities area. via Ceresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal […]
SEC official says agency on the lookout for public-pension pay-to-play – PE Hub
SEC Director Andrew Ceresney has pay-to-play in mind — and has put public pensions on notice that the agency is watching. The SEC is stepping up its coordination with the FBI and U.S. Attorney’s Office as it looks into pay-to-play schemes involving public pensions, Ceresney said at the Securities Enforcement Forum in Washington last week. via […]
SEC official says agency on the lookout for public-pension pay-to-play – PE Hub
SEC Director Andrew Ceresney has pay-to-play in mind — and has put public pensions on notice that the agency is watching. The SEC is stepping up its coordination with the FBI and U.S. Attorney’s Office as it looks into pay-to-play schemes involving public pensions, Ceresney said at the Securities Enforcement Forum in Washington last week. via […]