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Browse: Home / Public finance

Public finance

Ceresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal Securities | The National Law Review

By Securities Docket on October 20, 2016, 9:07 am

In the keynote address at the 2016 Securities Enforcement Forum last week, Andrew J. Ceresney, Director of the SEC’s Division of Enforcement, made clear that the SEC will continue and even expand its focus on the public finance market, particularly in the municipal securities area. via Ceresney Warning: Expect Continued SEC Enforcement Activity Regarding Municipal […]

Posted in SEC, Top | Tagged Public finance

SEC official says agency on the lookout for public-pension pay-to-play – PE Hub

By Securities Docket on October 18, 2016, 9:14 am

SEC Director Andrew Ceresney has pay-to-play in mind — and has put public pensions on notice that the agency is watching. The SEC is stepping up its coordination with the FBI and U.S. Attorney’s Office as it looks into pay-to-play schemes involving public pensions, Ceresney said at the Securities Enforcement Forum in Washington last week. via […]

Posted in SEC, Top | Tagged Public finance

SEC official says agency on the lookout for public-pension pay-to-play – PE Hub

By Securities Docket on October 17, 2016, 5:22 pm

SEC Director Andrew Ceresney has pay-to-play in mind — and has put public pensions on notice that the agency is watching. The SEC is stepping up its coordination with the FBI and U.S. Attorney’s Office as it looks into pay-to-play schemes involving public pensions, Ceresney said at the Securities Enforcement Forum in Washington last week. via […]

Posted in Uncategorized | Tagged Public finance, SEF

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