‘Enforcement 40’ for 2020
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By Securities Docket on August 27, 2012, 2:33 pm
Agency reviewing whether to relax rules governing what companies can say ahead of initial public offerings.
By Securities Docket on September 2, 2011, 7:09 pm
Will the SEC force a postponement of the Groupon IPO?
By Securities Docket on August 26, 2011, 7:08 pm
Can a leaked employee memo violate the SEC’s quiet period rules?