‘Enforcement 40’ for 2020
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By Securities Docket on February 5, 2013, 8:38 am
DOJ alleges Standard & Poor’s Ratings Services ignored its own standards to rate mortgage bonds that imploded in the financial crisis.
By Securities Docket on November 12, 2012, 12:20 pm
Does rejection of First Amendment defense open the floodgates for similar actions by other state AGs?
By Securities Docket on July 27, 2012, 1:43 pm
McGraw-Hill discloses DOJ and SEC are investigating whether the S&P broke federal laws when rating certain investments.
By Securities Docket on April 23, 2012, 1:13 pm
Commission reportedly votes to bring administrative action against Egan-Jones.
By Securities Docket on November 28, 2011, 11:11 am
Credit rating agencies’ First Amendment defense suffers rare defeat.
By Securities Docket on September 30, 2011, 11:09 am
SEC’s Khuzami notes statutory and disclosure-related challenges in cases against credit-rating agencies.
By Securities Docket on September 27, 2011, 2:09 pm
SEC “shaking up the ratings world and putting everyone else on notice.”
By Securities Docket on August 9, 2011, 9:08 pm
Will SEC probe S&P?
By Securities Docket on August 31, 2010, 4:09 pm
SEC issues report under Section 21(a) of the ’34 Act directed at credit rating agencies.